Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deborah Diane Hines | 2497704 | 1 | 08/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 08/21/2008 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Roger Martin Veome | 2678989 | 2 | 08/14/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Anthony Liberatore | 1589263 | 4 | 08/05/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Bryan Berman | 717991 | 6 | 07/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Craig Walter Robison | 2423897 | 1 | 07/12/2008 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Gary Jay Handler | 1985218 | 9 | 07/09/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ira Michael Bauman | 1079115 | 3 | 06/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Alan Fogleman | 1334492 | 1 | 06/13/2008 | Customer Dispute | Settled | $5,100.00 | $0.00 | See FINRA Report |
| Mary Angela Lauritano | 1733678 | 2 | 06/12/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |