Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Mitchell Brodsky | 2005984 | 3 | 02/12/2009 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Nicole Zielke Harris | 2601113 | 5 | 02/09/2009 | Customer Dispute | Settled | $300,253.00 | $0.00 | See FINRA Report |
| Lizzette Josephine Inchaustegui | 2284515 | 2 | 02/03/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter John Zelop | 1895664 | 4 | 02/02/2009 | Customer Dispute | Settled | $323,551.00 | $0.00 | See FINRA Report |
| Robert Paul Kenney | 2727752 | 4 | 01/28/2009 | Customer Dispute | Settled | $6,800,000.00 | $0.00 | See FINRA Report |
| Christopher Thomas Spires | 2994653 | 3 | 12/18/2008 | Customer Dispute | Settled | $12,800.00 | $0.00 | See FINRA Report |
| Oscar Mauricio Gonzalez | 5368899 | 1 | 12/16/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| W Gage Logan | 1753266 | 3 | 12/15/2008 | Customer Dispute | Settled | $151,168.00 | $0.00 | See FINRA Report |
| Andrew George Sukhin | 2102283 | 9 | 12/08/2008 | Customer Dispute | Settled | $25,126,700.00 | $0.00 | See FINRA Report |
| William Bradford Sullivan | 1391047 | 6 | 12/04/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |