Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan Ruth Cohn | 710344 | 1 | 05/05/2009 | Customer Dispute | Settled | $112,000.00 | $0.00 | See FINRA Report |
| Michael B Scrimenti | 1268038 | 1 | 05/04/2009 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Robert Solon Elliott | 1405452 | 5 | 05/01/2009 | Customer Dispute | Settled | $338,000.00 | $0.00 | See FINRA Report |
| Kevin Scott Fernandez | 2377707 | 2 | 04/21/2009 | Customer Dispute | Settled | $35,366.20 | $0.00 | See FINRA Report |
| Jeffrey D Gouhin | 2345619 | 1 | 04/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nancy Anne Branton | 1764824 | 3 | 03/19/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Young Sunwoo | 2991060 | 2 | 03/17/2009 | Customer Dispute | Settled | $153,344.00 | $0.00 | See FINRA Report |
| David L Frank | 1161169 | 2 | 02/26/2009 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Robert Allen Boggs | 1199686 | 1 | 02/23/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Elana Feldstein Milianta | 3036367 | 3 | 02/19/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |