Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Morris Lellyett | 865131 | 8 | 07/06/2009 | Customer Dispute | Settled | $7,965,330.00 | $0.00 | See FINRA Report |
| Lonnie Richard May | 1368306 | 2 | 07/02/2009 | Customer Dispute | Settled | $76,000.00 | $0.00 | See FINRA Report |
| George Edward Arras | 819073 | 2 | 07/02/2009 | Customer Dispute | Settled | $346,353.00 | $0.00 | See FINRA Report |
| Daniel David Herman | 2860588 | 3 | 07/02/2009 | Customer Dispute | Settled | $23,542.90 | $0.00 | See FINRA Report |
| Robert Solon Elliott | 1405452 | 5 | 07/02/2009 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Christopher Todd Crifasi | 3148265 | 2 | 07/01/2009 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Lynn Trusty Shaw | 856092 | 8 | 06/30/2009 | Customer Dispute | Settled | $128,050.00 | $0.00 | See FINRA Report |
| Lynn Trusty Shaw | 856092 | 8 | 06/29/2009 | Customer Dispute | Settled | $167,000.00 | $0.00 | See FINRA Report |
| Bryan Kirk Bordelon | 3175386 | 2 | 06/29/2009 | Customer Dispute | Settled | $141,000.00 | $0.00 | See FINRA Report |
| Nicole Zielke Harris | 2601113 | 5 | 06/29/2009 | Customer Dispute | Settled | $377,000.00 | $0.00 | See FINRA Report |