Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Brantley Anthony | 1178186 | 4 | 11/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arthur Leo Coleman | 847936 | 3 | 11/13/2009 | Customer Dispute | Settled | $280,000.00 | $0.00 | See FINRA Report |
| Scott Alan Ashmore | 2269345 | 2 | 11/12/2009 | Customer Dispute | Settled | $2,900,000.00 | $0.00 | See FINRA Report |
| Joseph Jordan French | 1580953 | 4 | 11/09/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| John Gordon Sligh | 2825659 | 5 | 11/06/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jennifer Shields Anders | 2389465 | 1 | 11/03/2009 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Robert Wilson Moores | 1723389 | 3 | 11/02/2009 | Customer Dispute | Settled | $376,000.00 | $0.00 | See FINRA Report |
| Timothy David Disparte | 1513779 | 1 | 10/30/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| William Brantley Anthony | 1178186 | 4 | 10/29/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Gordon Sligh | 2825659 | 5 | 10/29/2009 | Customer Dispute | Settled | $271,060.00 | $0.00 | See FINRA Report |