Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Duncan Zahringer | 1079427 | 3 | 12/09/2009 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Margaret Chow Starner | 726702 | 1 | 12/04/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Weingarden | 2967038 | 1 | 12/04/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Gordon Sligh | 2825659 | 5 | 12/03/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Krauss | 1800899 | 3 | 11/30/2009 | Customer Dispute | Settled | $37,000.00 | $0.00 | See FINRA Report |
| Ross Stuart Eng | 2617937 | 2 | 11/25/2009 | Customer Dispute | Settled | $24,269.10 | $0.00 | See FINRA Report |
| Robert Calhoun Curtis | 1251845 | 3 | 11/24/2009 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Ginamarie Schembre | 1218798 | 2 | 11/23/2009 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Travis Lee McAfee | 2541576 | 1 | 11/20/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jonathan Andrew Hall | 2707163 | 9 | 11/16/2009 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |