Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wiley Richard Gardner | 1177348 | 3 | 02/06/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| John Fletcher Talley | 1815440 | 3 | 01/25/2010 | Customer Dispute | Settled | $115,732.00 | $0.00 | See FINRA Report |
| William Morris Lellyett | 865131 | 8 | 01/20/2010 | Customer Dispute | Settled | $330,777.00 | $0.00 | See FINRA Report |
| Darryl Wayne Thompson | 3085999 | 4 | 01/19/2010 | Customer Dispute | Settled | $368,525.00 | $0.00 | See FINRA Report |
| Lynn Trusty Shaw | 856092 | 8 | 01/11/2010 | Customer Dispute | Settled | $461,727.00 | $0.00 | See FINRA Report |
| Carol Cato Keathley | 1396322 | 3 | 01/11/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Joshua Gary Sankes | 4940114 | 1 | 12/31/2009 | Customer Dispute | Settled | $18,824.90 | $0.00 | See FINRA Report |
| James Forrest Burnett | 2367983 | 9 | 12/28/2009 | Customer Dispute | Settled | $44,119.50 | $0.00 | See FINRA Report |
| Jonathan Andrew Hall | 2707163 | 9 | 12/23/2009 | Customer Dispute | Settled | $43,416.70 | $0.00 | See FINRA Report |
| Eduardo Antonio Bonilla | 3074156 | 4 | 12/10/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |