Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger Courtland Williams | 4622925 | 7 | 05/07/2010 | Customer Dispute | Settled | $237,500.00 | $0.00 | See FINRA Report |
| John Fletcher Talley | 1815440 | 3 | 05/07/2010 | Customer Dispute | Settled | $237,500.00 | $0.00 | See FINRA Report |
| Leonard Clifton Skelton | 1058952 | 2 | 05/07/2010 | Customer Dispute | Settled | $237,500.00 | $0.00 | See FINRA Report |
| John Burke Strange | 1388763 | 7 | 05/03/2010 | Customer Dispute | Settled | $290,000.00 | $0.00 | See FINRA Report |
| Robert Solon Elliott | 1405452 | 5 | 04/28/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Dominick Vincent Paonessa | 4485797 | 2 | 04/21/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rene Antonio Dierkes | 1705690 | 2 | 04/06/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Stanley Scott Langley | 2756451 | 1 | 03/22/2010 | Customer Dispute | Settled | $15,955.00 | $0.00 | See FINRA Report |
| Lawrence Ned Gorab | 2192658 | 2 | 03/16/2010 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Bruce Howard Treitman | 1215003 | 1 | 03/15/2010 | Customer Dispute | Settled | $15,000,000.00 | $0.00 | See FINRA Report |