Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Dale Kellough | 4798959 | 2 | 07/06/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 06/14/2010 | Customer Dispute | Settled | $62,000.00 | $0.00 | See FINRA Report |
| Andrew Tyler Fort | 2556092 | 7 | 06/14/2010 | Customer Dispute | Settled | $66,500.00 | $0.00 | See FINRA Report |
| Jerome Robert Renaudin | 853575 | 3 | 06/07/2010 | Customer Dispute | Settled | $558,616.00 | $0.00 | See FINRA Report |
| Robert Anthony Shy | 1456248 | 2 | 05/26/2010 | Customer Dispute | Settled | $139,232.00 | $0.00 | See FINRA Report |
| Timothy Michael Murnane | 3112342 | 2 | 05/25/2010 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Charles Wilder Greenlee | 2484727 | 1 | 05/12/2010 | Customer Dispute | Settled | $442,000.00 | $0.00 | See FINRA Report |
| Charles Meyer Bowman | 2210213 | 2 | 05/12/2010 | Customer Dispute | Settled | $442,000.00 | $0.00 | See FINRA Report |
| John Campbell Sudduth | 726134 | 1 | 05/11/2010 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Charles Allen Figg | 5383241 | 2 | 05/10/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |