Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Burke Strange | 1388763 | 7 | 08/25/2010 | Customer Dispute | Settled | $2,785,000.00 | $0.00 | See FINRA Report |
| James Forrest Burnett | 2367983 | 9 | 08/25/2010 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| James Forrest Burnett | 2367983 | 9 | 08/16/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Edward Carl Krausnick | 1141856 | 1 | 08/09/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| John Hilliard Pettey | 1469162 | 3 | 07/19/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Robert Havranek | 2299632 | 8 | 07/15/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael J Francisco | 5095879 | 1 | 07/09/2010 | Customer Dispute | Settled | $24,628.00 | $0.00 | See FINRA Report |
| Alexander Taylor Strange | 1591323 | 7 | 07/09/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Lambert Thatcher | 1952128 | 3 | 07/07/2010 | Customer Dispute | Settled | $626,192.00 | $0.00 | See FINRA Report |
| Andrew Tyler Fort | 2556092 | 7 | 07/06/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |