Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Martin Bernard Silverfield | 1626496 | 1 | 10/28/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Michael Weber | 4755327 | 2 | 10/28/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Willie Ray Horn | 1362201 | 5 | 10/25/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steuart Adair Evans | 2186521 | 1 | 10/25/2010 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 10/22/2010 | Customer Dispute | Settled | $75,398.00 | $0.00 | See FINRA Report |
| Hassan Kaouss | 4240908 | 2 | 10/22/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| John David Thomas | 2466247 | 3 | 10/18/2010 | Customer Dispute | Settled | $23,045.10 | $0.00 | See FINRA Report |
| Christopher Scott Leeper | 2382652 | 2 | 10/14/2010 | Customer Dispute | Settled | $570,000.00 | $0.00 | See FINRA Report |
| John Burke Strange | 1388763 | 7 | 10/12/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Colin Hunter Kirkby | 4741214 | 1 | 10/07/2010 | Customer Dispute | Settled | $482,504.00 | $0.00 | See FINRA Report |