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FINRA Broker Disclosures for Raymond James & Associates, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 221-230 out of 795 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Lynn Trusty Shaw856092811/22/2010Customer DisputeSettled$0.00$0.00See FINRA Report
David Benjamin Fletcher2492089211/22/2010Customer DisputeSettled$100,000.00$0.00See FINRA Report
William Morris Lellyett865131811/19/2010Customer DisputeSettled$121,436.00$0.00See FINRA Report
Raymond Anthony Gutowski25723461011/15/2010Customer DisputeSettled$0.00$0.00See FINRA Report
Mary Angela Lauritano1733678211/15/2010Customer DisputeSettled$847,422.00$0.00See FINRA Report
Robert Wilson Moores1723389311/15/2010Customer DisputeSettled$0.00$0.00See FINRA Report
Paul Rusty Lanier2306785211/12/2010Customer DisputeSettled$1,500,000.00$0.00See FINRA Report
John Hilliard Pettey1469162311/08/2010Customer DisputeSettled$116,333.00$0.00See FINRA Report
John Roland Roussell3098452111/05/2010Customer DisputeSettled$0.00$0.00See FINRA Report
Joseph Jordan French1580953411/01/2010Customer DisputeSettled$400,000.00$0.00See FINRA Report

795 Results

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