Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Lynn Trusty Shaw | 856092 | 8 | 11/22/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
David Benjamin Fletcher | 2492089 | 2 | 11/22/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
William Morris Lellyett | 865131 | 8 | 11/19/2010 | Customer Dispute | Settled | $121,436.00 | $0.00 | See FINRA Report |
Raymond Anthony Gutowski | 2572346 | 10 | 11/15/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Mary Angela Lauritano | 1733678 | 2 | 11/15/2010 | Customer Dispute | Settled | $847,422.00 | $0.00 | See FINRA Report |
Robert Wilson Moores | 1723389 | 3 | 11/15/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Paul Rusty Lanier | 2306785 | 2 | 11/12/2010 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
John Hilliard Pettey | 1469162 | 3 | 11/08/2010 | Customer Dispute | Settled | $116,333.00 | $0.00 | See FINRA Report |
John Roland Roussell | 3098452 | 1 | 11/05/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Joseph Jordan French | 1580953 | 4 | 11/01/2010 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |