Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barbara B Corrao | 2142548 | 5 | 08/12/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Jay Rhodes | 866914 | 7 | 08/12/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Charles Baldwin | 4298532 | 4 | 08/10/2011 | Customer Dispute | Settled | $936,000.00 | $0.00 | See FINRA Report |
| Edward Charles Baldwin | 4298532 | 4 | 08/10/2011 | Customer Dispute | Settled | $960,000.00 | $0.00 | See FINRA Report |
| Ozgur Karaosmanoglu | 1439921 | 3 | 08/04/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grant Marshall Davis | 2422718 | 1 | 08/01/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Danielle Divito Krise | 3200937 | 2 | 07/28/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Danielle Divito Krise | 3200937 | 2 | 07/28/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Prescott Alan Barkow | 1552583 | 2 | 07/27/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aydin Omer Tuncer | 2451049 | 1 | 07/27/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |