Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Erik Zenker | 2711588 | 5 | 09/13/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Ian Warshaw | 2007709 | 2 | 09/07/2011 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| John Burke Strange | 1388763 | 7 | 09/06/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Benjamin Critz Fisher | 4214490 | 2 | 08/29/2011 | Customer Dispute | Settled | $43,745.20 | $0.00 | See FINRA Report |
| Albert Henley Green | 228344 | 1 | 08/26/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Salo Lerner | 874660 | 3 | 08/24/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Lee Snipes | 2182199 | 5 | 08/19/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Yost Hooper | 1540706 | 13 | 08/18/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randy Boyd Rankin | 1027347 | 3 | 08/17/2011 | Customer Dispute | Settled | $176,447.00 | $0.00 | See FINRA Report |
| Kerrie Lynn Best | 2834846 | 3 | 08/15/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |