Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Meyer Bowman | 2210213 | 2 | 11/30/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Janet Franco Gordon | 1114409 | 2 | 09/21/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Temple Millsap | 869210 | 1 | 09/21/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Wayne Madlinger | 1219815 | 1 | 08/03/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Wilson Cornell | 1884609 | 8 | 04/14/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Simonsen | 1622953 | 1 | 03/31/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Elliot Feit | 205766 | 2 | 07/29/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Gerald Offerman | 1748188 | 2 | 04/25/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Lawrence Wardein | 861926 | 1 | 04/13/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Octave Joseph Francis | 1590513 | 3 | 01/12/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |