Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul William Kerbey | 2712015 | 2 | 02/08/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Malcolm C Tarver | 442748 | 6 | 11/30/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Lynn Gallahar | 2062655 | 1 | 07/30/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Dean Horras | 1056123 | 8 | 07/23/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul David Willson | 2392141 | 6 | 06/12/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Ary | 1668508 | 1 | 11/01/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Christopher Correro | 3179667 | 2 | 10/16/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Leslie Bermont | 19753 | 1 | 08/23/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Rushton K Allen | 6233196 | 2 | 05/31/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul David Willson | 2392141 | 6 | 02/28/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |