Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Russell Darin Hurley | 2743470 | 2 | 01/06/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Marshall Cox | 716663 | 2 | 12/08/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William C Yuen | 4338061 | 3 | 06/26/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Michael Goldstein | 5062149 | 2 | 12/11/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Eston McCullough | 1915239 | 2 | 12/06/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Rogers Boone | 3114195 | 2 | 08/21/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul David Willson | 2392141 | 6 | 01/13/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Tilton Latham | 4665932 | 1 | 12/14/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Francis Garvey | 2197846 | 1 | 09/27/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Darlene Marie Porter | 2833638 | 1 | 04/29/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |