Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Matthew Brendza | 1703194 | 4 | 08/09/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Ray Charles | 5822118 | 1 | 07/21/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Danyell Jones Munassi | 6721766 | 1 | 07/16/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Matthew Brendza | 1703194 | 4 | 05/03/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Sardina | 3068885 | 3 | 03/04/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Troiano | 4056883 | 1 | 03/17/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Sullivan Antolovic | 1480968 | 1 | 08/01/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Holly Louise Walcher | 1512169 | 3 | 03/19/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Nina Weakland | 4678321 | 3 | 03/19/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Nina Weakland | 4678321 | 3 | 01/02/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |