Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sheree Denise Butler | 2306140 | 15 | 02/14/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 01/31/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Theresa L McMasters | 4015437 | 16 | 01/30/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 01/06/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 01/06/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 12/10/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Theresa L McMasters | 4015437 | 16 | 09/13/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 09/11/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Erin Victoria Swafford | 5930413 | 2 | 08/12/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 08/09/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |