Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Stephen Johnson | 2041695 | 2 | 08/03/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Maryetta M Hotaling | 7658169 | 4 | 07/20/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Ross | 1684485 | 1 | 05/08/2023 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| William Carmine Petrullo | 2451093 | 4 | 07/11/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Theresa L McMasters | 4015437 | 16 | 05/05/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| William Carmine Petrullo | 2451093 | 4 | 04/21/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Theresa L McMasters | 4015437 | 16 | 02/08/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Theresa L McMasters | 4015437 | 16 | 11/04/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ruth Zambo Kitzmann | 2579799 | 3 | 09/17/2021 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Theresa L McMasters | 4015437 | 16 | 06/08/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |