Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dlorah Nicole Johnson | 6382612 | 5 | 04/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Booty Doherty | 2549658 | 6 | 08/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Doreen Marie Connolly | 2794951 | 1 | 01/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas J Marken | 2877646 | 2 | 12/24/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Booty Doherty | 2549658 | 6 | 04/28/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandi Miller-Montgomery | 6333384 | 3 | 02/06/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Megan Eunise McIlwain | 5834328 | 1 | 11/14/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Booty Doherty | 2549658 | 6 | 07/17/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Booty Doherty | 2549658 | 6 | 09/19/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brandi Miller-Montgomery | 6333384 | 3 | 08/01/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |