Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chris Vincent Harkins | 1788452 | 2 | 08/16/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tae Hullum | 7183389 | 1 | 08/11/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jaron Richard Singletary | 4577133 | 1 | 08/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Leo Creedon | 1139558 | 11 | 11/12/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ana Maria Wagner | 5956842 | 1 | 03/19/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zachary Daniel Sayers | 5158323 | 1 | 02/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Douglas Casimiri | 3005381 | 2 | 02/16/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard W Berquist | 5870888 | 1 | 10/25/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert M Young | 7699304 | 1 | 06/22/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gerald P McGill | 2430457 | 3 | 04/28/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |