Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cassandra Elizabeth Biehl | 6450633 | 2 | 05/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cassandra Elizabeth Biehl | 6450633 | 2 | 05/05/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katrina Angeletta Esau | 4959263 | 2 | 04/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen A Kimmel | 5397407 | 3 | 03/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erwin Anthony Beltran | 3006096 | 18 | 03/23/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa L McMasters | 4015437 | 16 | 03/19/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Patricia Tracy Jenkins | 4215608 | 3 | 03/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurie Zastawrny | 5070960 | 5 | 03/01/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Laurie Zastawrny | 5070960 | 5 | 03/01/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Laurie Zastawrny | 5070960 | 5 | 03/01/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |