Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theresa L McMasters | 4015437 | 16 | 08/27/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kostas Nickolas Mattis | 5399132 | 3 | 08/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Renae Louise Cobern | 4307995 | 10 | 08/11/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nanci Lynn Roth | 1082213 | 1 | 08/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Ann Hawkins | 2622582 | 7 | 07/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael George Graham | 6534485 | 6 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Lynn Fugate | 2105967 | 3 | 05/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tammy Jo Mercier | 2752455 | 3 | 05/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Ann Hawkins | 2622582 | 7 | 05/14/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Theresa L McMasters | 4015437 | 16 | 05/12/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |