Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jacquelyn Rene Metcalfe | 6274782 | 1 | 12/02/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tawn Loretta Bullock | 6780768 | 2 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Sarah Wiltbank | 2579619 | 1 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeffrey Marvin Davis | 1315953 | 2 | 10/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Patricia Valenzuela | 2466796 | 7 | 09/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Samantha Elliott Barrett | 5568082 | 3 | 06/11/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |