Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Renae Louise Cobern | 4307995 | 10 | 12/23/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Renae Louise Cobern | 4307995 | 10 | 12/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Renae Louise Cobern | 4307995 | 10 | 12/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Renae Louise Cobern | 4307995 | 10 | 12/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Renae Louise Cobern | 4307995 | 10 | 12/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Renae Louise Cobern | 4307995 | 10 | 12/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Patricia Tracy Jenkins | 4215608 | 3 | 12/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jason Ortiz | 5030110 | 1 | 11/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Anthony F Hernandez | 6794740 | 1 | 11/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard Andrew Roeser | 5573203 | 2 | 10/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |