Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Haley | 6631011 | 1 | 02/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Valenzuela | 2466796 | 7 | 02/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Barney Rudnick | 718416 | 2 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Barney Rudnick | 718416 | 2 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Palmer Nymark | 4919602 | 3 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Palmer Nymark | 4919602 | 3 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Palmer Nymark | 4919602 | 3 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lidisis MacHin | 6470280 | 5 | 12/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lidisis MacHin | 6470280 | 5 | 12/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Renae Louise Cobern | 4307995 | 10 | 12/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |