Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory George Wagner | 5480915 | 3 | 01/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack R Fisher | 7491546 | 2 | 11/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marc Allen Miller | 4521825 | 4 | 10/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Elbert Freeman | 1293714 | 1 | 09/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erwin Anthony Beltran | 3006096 | 18 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erwin Anthony Beltran | 3006096 | 18 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erwin Anthony Beltran | 3006096 | 18 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erwin Anthony Beltran | 3006096 | 18 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erwin Anthony Beltran | 3006096 | 18 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erwin Anthony Beltran | 3006096 | 18 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |