Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laurie Zastawrny | 5070960 | 5 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurie Zastawrny | 5070960 | 5 | 03/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Iliana Cantu | 5734795 | 1 | 02/19/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 02/14/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 02/14/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 02/14/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kimberly Hurley Ciccarello | 7170469 | 1 | 02/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly E Frankel | 1202385 | 6 | 02/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 01/31/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Theresa L McMasters | 4015437 | 16 | 01/30/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |