Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leah Leslie Watkins | 4808474 | 1 | 07/19/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Dennis Oliver | 6233465 | 1 | 07/08/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nancy Maria-Tuifel Horihan | 1551732 | 1 | 12/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keith Wesley Blades | 4748469 | 1 | 09/14/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kostas Nickolas Mattis | 5399132 | 3 | 07/01/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melissa Heather Eskew | 5863985 | 3 | 01/15/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melissa Heather Eskew | 5863985 | 3 | 01/08/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Michael Moreno | 3120834 | 1 | 10/23/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ian Stuart Rice | 4738666 | 1 | 09/21/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melissa Heather Eskew | 5863985 | 3 | 09/11/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |