Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jarrod W Hemry | 5677118 | 1 | 03/31/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Alan Cutliff | 2728259 | 2 | 02/18/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sharon Y Porter | 4149057 | 1 | 10/24/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Lewis Glass | 6230883 | 2 | 09/05/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Scott Bradshaw | 5111576 | 1 | 08/25/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stefanie Daley | 6089052 | 1 | 08/14/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brennan Patrick Kelly | 4557479 | 2 | 07/26/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Christian Robert Widing | 4855419 | 2 | 07/14/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Linda Anne O Loughlin | 2193920 | 1 | 05/23/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Dawn Pruitt | 5222701 | 1 | 03/09/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |