Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luke Hazelett Mattson | 5005472 | 1 | 09/28/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Allen Byars | 5761316 | 1 | 06/23/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kara Emily Skorupski | 5831927 | 1 | 03/24/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Rose | 4409049 | 2 | 09/08/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carrie Ellyn Esposito | 6279864 | 2 | 08/29/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rachel Marie Holland | 6195098 | 1 | 07/21/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Casey Bulgin | 4622213 | 1 | 04/11/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kendra Chanelle Jones | 6485400 | 1 | 01/25/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan A Sherry | 5430701 | 1 | 11/09/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Steven Koester | 5225847 | 1 | 05/10/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |