Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Rose | 4409049 | 2 | 05/22/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jaime L Cutler | 6384146 | 1 | 04/07/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip Nicholas Singleton | 6084058 | 1 | 04/04/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Regan Jeanine Jernigan | 6140119 | 1 | 09/15/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Jay Voss | 6722307 | 1 | 09/10/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian James Clifford | 6332707 | 1 | 08/24/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Desquitado | 4084609 | 1 | 05/28/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derek Scott Dyer | 6490840 | 1 | 04/16/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Genevieve Leigh Degraeve | 6094539 | 1 | 04/11/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Valdez | 6247074 | 1 | 04/29/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |