Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Wesley Enoch | 1560468 | 2 | 09/13/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradford Skidmore Parsons | 2941055 | 2 | 11/08/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Glenn Charles Rowedder | 1924427 | 1 | 10/28/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Ellis | 2463656 | 2 | 01/01/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly Ellis | 2463656 | 2 | 01/01/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tara A Santoro | 6322757 | 1 | 09/08/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Jay Handler | 1985218 | 9 | 07/27/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Glenn Steven Baker | 1817669 | 4 | 04/14/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Edward Yoch | 1869343 | 1 | 02/18/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin Erwin Bry | 1357557 | 1 | 10/06/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |