Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald P McGill | 2430457 | 3 | 07/11/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erwin Anthony Beltran | 3006096 | 18 | 12/05/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Anthony Garcia | 4219822 | 1 | 09/19/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Heather Marie Bolster | 4071930 | 1 | 09/19/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Joseph Drozjock | 2146878 | 2 | 12/02/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Tyler | 2664573 | 1 | 09/20/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Graham Kolbe Rogney | 2687264 | 1 | 08/14/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Hanlon Rowan | 3209904 | 1 | 08/20/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rick Darnell | 7094666 | 1 | 01/01/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Fred Michael Asfoury | 2975152 | 1 | 07/16/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |