Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Artis Wiggins | 6398416 | 1 | 04/05/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Douglas Casimiri | 3005381 | 2 | 03/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Sardina | 3068885 | 3 | 03/04/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kristi Lynn McAndrew | 6494447 | 2 | 03/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Christian Hernandez | 7110773 | 1 | 12/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darrell M Colvin | 6772346 | 2 | 12/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marie Louise Komar | 2944844 | 4 | 12/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Carmine Petrullo | 2451093 | 4 | 12/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Katrina Angeletta Esau | 4959263 | 2 | 12/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Ann Hawkins | 2622582 | 7 | 12/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |