Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Wilson Cornell | 1884609 | 8 | 04/14/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Erik Simonsen | 1622953 | 1 | 03/31/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Elliot Feit | 205766 | 2 | 07/29/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Gerald Offerman | 1748188 | 2 | 04/25/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Lawrence Wardein | 861926 | 1 | 04/13/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Octave Joseph Francis | 1590513 | 3 | 01/12/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Hamilton Weymouth | 1726009 | 2 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Joseph Brown | 1844458 | 1 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Joseph Noble | 1416138 | 2 | 12/18/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lynn Trusty Shaw | 856092 | 8 | 10/23/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |