Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Tilton Latham | 4665932 | 1 | 12/14/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Francis Garvey | 2197846 | 1 | 09/27/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William F Wolbrecht | 1403619 | 5 | 08/30/2010 | Customer Dispute | Final | $0.00 | $1.00 | See FINRA Report |
| John William Wyker | 826516 | 3 | 04/30/2010 | Customer Dispute | Final | $25,000.00 | $0.00 | See FINRA Report |
| Lisa Ann Detanna | 1979568 | 2 | 05/29/2009 | Customer Dispute | Final | $1,345,020.00 | $0.00 | See FINRA Report |
| Darlene Marie Porter | 2833638 | 1 | 04/29/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul William Kerbey | 2712015 | 2 | 02/08/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Malcolm C Tarver | 442748 | 6 | 11/30/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Lynn Gallahar | 2062655 | 1 | 07/30/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Dean Horras | 1056123 | 8 | 07/23/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |