Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Valenzuela | 2466796 | 7 | 01/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Russell Darin Hurley | 2743470 | 2 | 01/06/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sharon Ann Kaylor | 2508459 | 3 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kostas Nickolas Mattis | 5399132 | 3 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark David Carpenter | 2758090 | 1 | 12/11/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Marshall Cox | 716663 | 2 | 12/08/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jacquelyn Rene Metcalfe | 6274782 | 1 | 12/02/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tawn Loretta Bullock | 6780768 | 2 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Wiltbank | 2579619 | 1 | 11/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Marvin Davis | 1315953 | 2 | 10/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |