Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erwin Anthony Beltran | 3006096 | 18 | 11/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle C Wootten | 4402198 | 4 | 09/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Matthew Brendza | 1703194 | 4 | 08/09/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Leo Creedon | 1139558 | 11 | 07/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Ray Charles | 5822118 | 1 | 07/21/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Danyell Jones Munassi | 6721766 | 1 | 07/16/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle C Wootten | 4402198 | 4 | 06/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Carmine Petrullo | 2451093 | 4 | 06/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Matthew Brendza | 1703194 | 4 | 05/03/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gene Steinberg | 4368328 | 1 | 04/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |