Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melissa E Foley | 5474500 | 2 | 08/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cynthia Rodriguez | 4134594 | 2 | 07/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Ann Fisher | 6104714 | 1 | 07/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Damianos Maggos | 1852697 | 1 | 06/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Darrell M Colvin | 6772346 | 2 | 06/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven John Oras | 2211661 | 2 | 05/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shannon Elizabeth Rouzier | 5139325 | 1 | 05/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Valenzuela | 2466796 | 7 | 05/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Timothy Falzone | 2543608 | 1 | 05/06/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gabriella Gryz Ziomek | 6835677 | 1 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |