Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brijette Lajuan Carter | 2723727 | 1 | 11/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samantha Elliott Barrett | 5568082 | 3 | 10/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan P Jordan | 6694866 | 2 | 10/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo de La Torre | 5074539 | 1 | 10/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Valenzuela | 2466796 | 7 | 10/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lydia Burns | 1313567 | 1 | 10/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Critz Fisher | 4214490 | 2 | 09/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher C Rola | 2531586 | 1 | 08/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Charles Thompson | 827534 | 3 | 08/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melissa E Foley | 5474500 | 2 | 08/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |