Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Renae Louise Cobern | 4307995 | 10 | 12/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Renae Louise Cobern | 4307995 | 10 | 12/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Tracy Jenkins | 4215608 | 3 | 12/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Ortiz | 5030110 | 1 | 11/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony F Hernandez | 6794740 | 1 | 11/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Andrew Roeser | 5573203 | 2 | 10/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Donovan Alfaro | 7008774 | 1 | 10/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexis Marie Guilbeau | 5757999 | 1 | 09/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carrie Lynn Kelso | 2697452 | 1 | 08/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yvonne Emeric | 4437771 | 1 | 08/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |