Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karen Sue White | 2808011 | 1 | 06/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica Alejandra Williams | 7139447 | 1 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yanilsa Carmen Pinkus | 4503424 | 1 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lidisis MacHin | 6470280 | 5 | 05/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lidisis MacHin | 6470280 | 5 | 05/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carrie Elizabeth Stinchfield | 2756851 | 1 | 05/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory George Wagner | 5480915 | 3 | 04/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory George Wagner | 5480915 | 3 | 04/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tammie Sue Allison | 2648813 | 6 | 04/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tammie Sue Allison | 2648813 | 6 | 04/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |