Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle C Wootten | 4402198 | 4 | 04/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Michelle Peterson | 3049840 | 1 | 04/14/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samantha Nicole Butler | 7045908 | 3 | 03/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Michael Brendza | 1703163 | 5 | 03/02/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Michael Brendza | 1703163 | 5 | 02/10/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Michael Brendza | 1703163 | 5 | 01/30/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory C Teschke | 5037784 | 1 | 01/12/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Michael Brendza | 1703163 | 5 | 12/14/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle C Wootten | 4402198 | 4 | 11/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheree Denise Butler | 2306140 | 15 | 11/27/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |