Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patricia Tracy Jenkins | 4215608 | 3 | 04/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael George Graham | 6534485 | 6 | 03/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Flynn | 4782485 | 4 | 03/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kimberly E Frankel | 1202385 | 6 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jasmine Antionette Small | 6714769 | 4 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Delores Renee Renfroe | 5798954 | 1 | 01/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica J Garner | 4840566 | 1 | 01/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin Jennings Hart | 6448046 | 1 | 01/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory George Wagner | 5480915 | 3 | 01/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack R Fisher | 7491546 | 2 | 11/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |