Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Almitra G Hensley | 2989574 | 4 | 07/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| April Cherie Chapman | 2901849 | 8 | 07/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| April Cherie Chapman | 2901849 | 8 | 07/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erwin Anthony Beltran | 3006096 | 18 | 06/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Renae Louise Cobern | 4307995 | 10 | 06/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| April Cherie Chapman | 2901849 | 8 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John E Kennedy | 7654415 | 1 | 05/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Ann Hawkins | 2622582 | 7 | 05/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mercy Ameyaw Aston | 6602404 | 2 | 05/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mercy Ameyaw Aston | 6602404 | 2 | 05/03/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |