Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Joseph Powers | 1425367 | 4 | 10/29/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chris Vincent Harkins | 1788452 | 2 | 05/18/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Wilson Cornell | 1884609 | 8 | 05/18/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew John Burger | 1086382 | 3 | 10/27/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Joseph Kubicsko | 861670 | 3 | 10/25/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Russel Kean | 1269587 | 6 | 01/01/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Francis Thompson Schmid | 1259468 | 2 | 06/11/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |