Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Geoffrey Case Gatlin | 2923439 | 5 | 12/04/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Robert McKane | 1825897 | 1 | 10/26/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Alan Corona | 2366356 | 8 | 05/11/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lindsley Cameron Alderman | 2957930 | 1 | 07/31/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Scott Vanderweele | 1725985 | 3 | 06/15/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Sean Townsend | 2887753 | 2 | 12/31/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Fredric Teich | 2433587 | 8 | 06/11/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Edward Blum | 3162401 | 1 | 03/26/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Brian Stillwell | 2166439 | 2 | 09/19/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas A George | 2532983 | 1 | 05/25/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |