Our Staff has compiled our research into a database of FINRA Broker Disclosures for Raymond James & Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ricky Winn | 4279600 | 1 | 05/12/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amanda Leigh Michalec | 4292434 | 1 | 05/04/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Russell Darin Hurley | 2743470 | 2 | 05/30/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Henderson Anthony | 1248414 | 1 | 05/31/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott D Burns | 1250804 | 3 | 03/22/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Joseph Kaminski | 4417409 | 1 | 08/07/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tarek Z Salhab | 4286426 | 6 | 05/22/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Gene Dellinger | 1509760 | 2 | 10/05/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Woodley Heath | 2633563 | 2 | 03/15/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Christopher Correro | 3179667 | 2 | 09/22/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |